Security Settlements is a dynamic team in Operations that works alongside the Middle Office to ensure timely settlement of trades to avoid firm regulatory/reputational risk. The team processes and controls the settlement of all asset types, transfer of electronic and physical assets relating to company distributions, client trades, and the restructuring of client portfolios. Creativity, adaptability, effective communication, and commitment to excellence are key characteristics of successful team members. Through great relationship management and very detailed execution, we create the best solutions for our business and their clients.
How You Will Fulfill Your Potential
Prepare to gain a comprehensive understanding of the trade lifecycle and Regulatory deadlines by interacting with the business, middle office, legal, compliance, and external parties in order to work toward the shared goal
Partner with expert teams to review assets and transfers from start to finish to ensure a seamless process for our clients
Showcase your attention to detail by ensuring all transaction details are correctly captured
Use your inquisitive mindset to identify control gaps with respect to transfer process. Propose enhancements to current processes in an effort to effectively mitigate risk.
Leverage your innovative skills to identify ways to continually progress current processes
Mitigate risk for the firm and our clients by using precision in execution
Perpetuate the firm’s tradition of excellence in the quality of our work, interactions, and services
Basic Qualifications
Bachelor’s degree with some experience in financial services
Proven analytical skills, problem solving ability, and a control mentality paired with meticulous attention to detail
Aptitude for building relationships and ability to communicate complex issues and concepts to a wide array of internal partners with differing levels of product experience
Self-motivated and proactive team player who takes ownership and accountability, has strong organizational skills and time management, as well as the ability to effectively manage competing priorities
Flexible and able to work well under pressure in a team environment
Strong dedication to the culture of excellence of the firm
Preferred Qualifications
Experience in transfer of assets function in the Financial Industry
Seniority level
Associate
Employment type
Full-time
Job function
Other
Industries
Banking, Financial Services, and Investment Management
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