About Us

At eCapital, we are on a mission to ignite growth and empower businesses across North America and the U.K. by accelerating their access to capital. As a leading financial company, our extensive expertise and forward-thinking technology creates customized, cutting-edge solutions for clients in over 80 industries. Our business model has been focused on growth, and through continued expansion through strategic acquisition, we have built a reputation as the strongest alternative lender in the market. We have also been proud to be recognized as a ‘Great Place to Work’ by the Secured Finance Network, named as a prestigious Inc. Magazine Power Partner, and celebrated as a ‘Most Innovative Company’ by ABF Journal, all thanks to our diverse and dynamic team who is the cornerstone of our success.

To continue to innovate and find better solutions for our company and clients, we need bright minds, enthusiastic advocates, and savvy industry professionals.

Are you ready to make an impact and help us shape the future of finance?

The Opportunity

The North American Compliance Manager at eCapital will have the opportunity to expand and shape our North American compliance practice as part of our Finance Team. This role is ideal for someone with a wealth of experience, financial savvy and a knack for process development.

Essential Duties And Responsibilities

Develop Practice:

Serve as the AML/ATF/KYC subject matter expert and point of contact of the business units across North America
Continuous development and implementation of an effective compliance program
Creating sound internal controls and monitoring adherence to them.
Educating and training employees on regulations and industry practices.
Continuous learning and application of information
Develop privacy policy & processes and respond to access requests and complaints

Monitoring

Conduct regular Anti-Money Laundering assessments, making determinations based on any unusual activity.
Evaluating business activities & processes to assess compliance risk.
Immediately escalating any known or presumed violation of the firm’s compliance program and recommending appropriate actions.
Complete and document investigations. (Previous experience required)

Knowledge & Experience

Post secondary education with 3 to 5 years of experience in AML/ATF & Compliance, preferably in the financial industry.
Sound knowledge of AML/ATF regulations
Prior experience in reviewing processes, control testing, results analysis and report writing.
Expert understanding of FINTRAC & FinCEN guidelines.
Understanding of the Privacy Act and related criminal law.
Thorough practical knowledge of MS Office suite (Word, Excel, PowerPoint). Familiarity with data manipulation tools is ideal.

At eCapital, our values of Agility, Relationships, Accountability, and Innovation guide everything we do. We are forward thinking, and solution focused. No idea is too big, no opinion is less valid. Our diversity of people and thought makes us stronger.

eCapital is an equal opportunity employer and makes all employment decisions based on merit and business needs.

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North American AML/ATF & Compliance Manager